Series
51Series 23 — An exam offered by the Financial Industry Regulatory Authority (FINRA) for financial professionals seeking to become general securities principals or sales supervisors. The Series 23 can only be taken once the Series 9/10 exams have been passed.… …
52Series 53 — An exam offered by the Financial Industry Regulatory Authority (FINRA) and overseen by the Municipal Securities Rulemaking Board (MSRB). The Series 53 qualifies a financial professional to become a licensed municipal securities principal, which… …
53Series 6 — A securities license entitling the holder to register as a limited representative and sell mutual funds, variable annuities and insurance premiums. Holders of the Series 6 license are not permitted to sell corporate or municipal securities,… …
54Series 72 — An exam administered by the Financial Industry Regulatory Authority (FINRA) for individuals seeking to become government securities limited representatives for registered broker/dealers. Series 72 license holders can sell government bonds and… …
55Series 9/10 — A securities license entitling the holder to supervise branch activities. Before taking the Series 9/10 exam, you must have your Series 7 license. Covering topics such as the supervision of option, municipal, and government securities sales, and… …
56series*/*/*/ — [ˈsɪəriːz] (plural series) noun [C] 1) a set of similar things that come one after another We ll need to do a series of tests before we do anything else.[/ex] 2) a set of television or radio programmes that are all about a particular subject,… …
57series — [1] A particular type of an automobile make and model. For instance, in 1952 Cadillac fielded three series: a 62 (with a 126 inch wheelbase); a 60 (with a 130 inch wheelbase); and a 75 (with a 147 inch wheelbase). [2] The alignment of electrical… …
58series — n. (pl. same) 1 a number of things of which each is similar to the preceding or in which each successive pair are similarly related; a sequence, succession, order, row, or set. 2 a set of successive games between the same teams. 3 a set of… …
59series — 1. noun /ˈsɪə.riːz/ a) A number of things that follow on one after the other or are connected one after the other. Friends was one of the most successful television series in recent years.<!note that the italicisation is correct here b) A… …
60Series 24 — A securities license entitling the holder to supervise and manage branch activities. Before taking the Series 24 exam, you must have your Series 7 license. The Series 24 exam is administered by the Financial Industry Regulatory Authority (FINRA)… …
